Pass the FINRA SERIES 66 Exam with Confidence
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How to Pass Your FINRA SERIES66 Exam?
Passing the FINRA SERIES66 exam is essential for individuals who want to become licensed as both a securities agent and investment advisor representative. The exam is designed to test your knowledge of a wide range of topics related to the financial industry, including investment strategies, regulations, and ethics. In this article, we will cover the topics that are covered in the exam, the exam objectives, the exam details, and provide a list of related books that can help you pass the SERIES66 exam.
Exam Objectives:
The SERIES66 exam is designed to test your understanding of a wide range of topics related to the financial industry. The exam objectives include the following:
- Economic Factors and Business Information
- Investment Vehicle Characteristics
- Client Investment Recommendations and Strategies
- Laws, Regulations, and Guidelines, including Prohibition on Unethical Business Practices
- Analysis of Total Return and Measure of Investment Performance
Exam Details:
The SERIES66 exam consists of 100 multiple-choice questions, and candidates have 150 minutes to complete the exam. The passing score is 73%, and the exam is administered via computer at a designated testing center. The exam costs $165 to take, and this fee is non-refundable. Candidates who fail the exam will need to wait 30 days before retaking it. The exam is delivered via computer and is presented in a linear format, meaning that you must answer each question before moving on to the next one.
Who Should Take the Exam?
The FINRA SERIES66 exam is designed for individuals who want to become licensed as both a securities agent and investment advisor representative. Candidates must pass the SERIES66 exam in order to be licensed to provide investment advice and sell securities products to clients. The exam is also a requirement for those who want to become a registered representative with a broker-dealer.
Related Books:
The following books are recommended for candidates preparing for the FINRA SERIES66 exam:
- Pass the 66: A Plain English Explanation to Help You Pass the Series 66 Exam by Robert M. Walker
- Series 66 Exam Secrets Study Guide: Series 66 Test Review for the Uniform Combined State Law Exam by Series 66 Exam Secrets Test Prep Team
- The Solomon Exam Prep Guide: Series 66 - Uniform Combined State Law Exam (2nd Edition) by Solomon Exam Prep
- Series 66 Uniform Combined State Law Exam License Exam Manual (Uniform Combined State Law Exam License Exam Manual (Series 66) by NASAA Exam Committee
- Series 66 Exam Prep Workbook: Practice Questions, Answers, and Exam Tips by Adriana de Cervantes
In conclusion, passing the FINRA SERIES66 exam is essential for individuals who want to become licensed as both a securities agent and investment advisor representative. The exam covers a wide range of topics related to the financial industry, including investment strategies, regulations, and ethics. By understanding the topics covered, exam objectives, and exam details, candidates can better prepare for the exam and increase their chances of passing. Additionally, utilizing related books can provide candidates with valuable study materials and practice questions. With proper preparation and study, candidates can successfully pass the FINRA SERIES66 exam and achieve their goals in the financial industry.
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